Professional Ethics Shared Interest Group

Beyond the Checklist: Moving from Procedural Compliance to Ethical Judgment

  • 1.  Beyond the Checklist: Moving from Procedural Compliance to Ethical Judgment

    Posted 3 hours ago
    As finance and accounting professionals, we often ask:
     
    "Was the proper approval obtained?"
     
    But an ethical finance professional should also ask:
     
    "Was the decision actually appropriate?"
     
    A payment can have the right signature.
    A reconciliation can be completed.
    Documentation can be in place.
     
    And yet, the underlying decision may still deserve inspection.
     
    Compliance tells us a process was followed. Ethics asks us whether it was followed with the right judgment.
     
    What questions do you ask beyond the numbers?
    Example:

    A $250,000 equipment purchase was split into two $125,000 invoices by a manager to bypass required CFO approval, representing a scenario where technical compliance masks a lack of ethical judgment!


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    Nour Fayad
    Lebanon
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